dziga vertov – Mark Bould

The City in Fiction and Film, week 11: the city and modernity – ruins and rebuilding

This week’s class was centred on Ladri di biciclette/Bicycle Thieves (Vittoria De Sica 1948). We have already encountered postwar ruins and a version of the Trümmerfilm (‘rubble film’) in The Third Man (Reed 1949), and will watch Passport to Pimlico (Cornelius 1949) next week – a bit more festive than most Trümmerfilm and one that segues into the period of postwar (re)construction that will begin next semester.

It is difficult to talk about Bicycle Thieves without also talking about Italian neo-realism, and so the lecture this week also overlaps with some issues being discussed on Film Style and Meaning. James Chapman’s Cinemas of the World: Film and Society from 1895 to the Present (2003) usefully describes Italian neorealism as possessing

a distinctive formal and aesthetic character of its own (location shooting, naturalistic lighting, long takes, true-to-life stories, unscripted dialogue and the use of non-professional performers). (232)

It would however be problematic to reduce the movement merely to a matter of aesthetics (Chapman doesn’t – I’ll come back to him in a bit), especially when the terms one finds in such lists are this broad and could be applied to so many realist film movements. So before getting into more detail about neorealism, we focused on the specificities of Italy in the closing years of World War II and the immediate postwar period.

Very broadly, then:

Benito Mussolini, leader of the National Fascist Party, became the Prime Minister of Italy in 1922. In 1925, he abandoned democracy and set up a legal dictatorship. He was ousted in 1943 and replaced by Pietro Badoglio, who set about dissolving the Fascist party and surrendering to the advancing allied forces. In response, Germany invaded Italy and German special forces broke Mussolini out of prison. Italy declared war on Germany; Mussolini became head of the northern Italian Social Republic – a Nazi puppet government. He was captured and executed by partisans in April 1945.

In 1944, the returning exiled leader of the Communist Party, Palmiro Togliatti, promised to pursue parliamentary rather than revolutionary politics, and joined a broadly anti-fascist ‘national unity’ government, which wrote a new constitution, gave women the vote, abolished the monarchy and began to (half-heartedly) purge fascists from office. The Communist Party, had been the mainstay of the anti-fascist partisans and anti-Nazi resistance, and thus it had a certain moral high ground (as well as a million members in 1945). Under the new constitution, the first parliamentary elections since 1922 were held on 18 April 1948 (while Bicycle Thieves was in pre-production).

There were massive housing shortages and unemployment was somewhere between 9% and 20% – and if the Communist Party won, US Marshall Plan aid would have been delayed. The Christian Democrats, backed by the Vatican and covertly by the CIA, won. The Communist Party was established as the second largest party. On 14 July 1948 there was an attempt to assassinate Togliatti. He was shot three times and put in a coma, but recovered. In response, there were massive protests, a general strike, and violent police repression (including by the Nucleo Celere, who we glimpse out of the police station window in Bicycle Thieves, heading out in jeeps to break up a demonstration).

It was against this complex, tense, conflicted and invigorating background that Italian neorealism emerged, and which to an extent accounts for its distinctiveness among varieties of realist cinema – not least because many of the key personnel were communists, or at least antifascists well to the left of the Christian Democrats.

Chapman also outlines some important other factors in the development of the neorealist style. The massive state studio Cinecittà, opened by Mussolini in 1937, had been bombed during the Allied invasion and was closed down, not reopening until 1948 (it was used as a displaced persons camp from 1945-47). At the same time, distribution networks – which had been starved of overseas films – were badly disrupted. Film production and circulation had become extremely localised, and in the absence of studio facilities, location shooting was at the very least a practical decision as much as it might have been an aesthetic one (presumably, professional actors had also been widely dispersed during the war, so there might also have been expedient casting of non-professional actors).

To the aesthetic characteristics listed by Chapman, we might also add a general preference for medium and long shots, which has the effect of embedding characters in social settings and relationships – the American mistranslators of the title, who called the film The Bicycle Thief, rather missed this point, as well as implying the title referred to Antonio (Lamberto Maggiorani). Additionally, neorealism also tended towards a digressive narrative form (especially in comparison to the Hollywood three-act structure) which arguably had the effect of bringing films closer to the unstructured shape of actual people’s actual lives – a point, as we will see, that André Bazin emphasised in his enthusiastic championing of De Sica’s Umberto D. (1952).

There is of course no consensus on how extensive the canon of Italian neorealist films is – the shortest lists I have seen list usually about eight films, others go up to about sixty.

Either the first neorealist film or the major precursor of neorealism, depending on who you ask, is Ossessione/Obsession (Luchino Visconti 1943), the first adaptation of James M. Cain’s The Postman Always Rings Twice (1934) – which the PCA had forbidden Hollywood to film.

So the other first neorealist film is Roma, Città aperta/Rome, Open City (Roberto Rossellini 1945), the story of a partisan and a priest killed during the liberation of Rome. It is generally interpreted as a call for communists and christians to unite in fighting fascism and building a new Italy. It was shot on the streets of Rome, using scavenged equipment and the ends of film reels, which gave it an urgent, grainy look . According to Dilys Powell, the influential Sunday Times film critic from 1939-79,

its impact was partly accidental, the result, not of the director’s art and imagination alone, but also of the accident of poor physical material which gave the story the air of fact.

For Rossellini, however, aesthetics and politics are inseparable, and neorealism was part of a movement to express a

need that is proper to modern man, to tell things as they are, to understand reality, I would say, in a pitiless concrete way, conforming to that typical contemporary interest, for statistical and scientific results.

In 1946, Rossellini’s Paisà/Paisan, charted – in six episodes – the relationship between Italians and US troops, from the allied invasion of Sicily in 1943 to end of 1944. Again, it is a film that could not have been made by Hollywood – the US troops are often drunk, the third episodes features a woman who works as a prostitute, and the second episode of is centred on an African American soldier.

In the same year, De Sica’s Sciuscià/Shoeshine began to shift the focus of neorealist film’s away from the war and onto the problems of postwar reconstruction. This is also the focus of Bicycle Thieves, as well as Visconti’s La Terra Trema/The Earth Trembles (1948) and Giuseppe De Santis’s Riso Amaro/Bitter Rice (1949), which are both concerned with rural settings, with fishermen and rice farmers.

Bazin praised Bicycle Thieves in these terms:

The story is from the lower classes, almost populist: an incident in the daily life of a worker. But the film shows no extraordinary events such as those that befall the fated workers in Gabin films. There are no crimes of passion, none of those grandiose coincidences common in detective stories … Truly an insignificant, even a banal incident … Plainly there is not enough material here for even a news item: the whole story would not deserve two lines in a stray-dog column. … the event contains no proper dramatic valence. It takes on meaning only because of the social (and not psychological or aesthetic) position of the victim. ( “Bicycle Thief” 49-50)

He also described it as a communist film, but one that avoided being mere propaganda

Its social message is not detached, it remains immanent in the event, but it is so clear that nobody can overlook it, still less take exception to it, since it is never made explicitly a message. The thesis implied is wondrously and outrageously simple: in the world where this workman lives, the poor must steal from each other in order to survive. … events and people are never introduced in support of a social thesis – but the thesis emerges fully armed and irrefutable because it is presented to us as something thrown in into the bargain. (“Bicycle Thief” 51, 53-3)

Arguments about the canon often start with Rossellini’s Stromboli (1950) and De Sica’s Miracolo a Milano/Miracle in Milan (1951) – they are clearly building on neorealism and breaking new ground, but is that new ground somewhere outside of neorealism’s ambit?

No such uncertainty exists about De Sica’s Umberto D., though. It is a deeply digressive story, or non-story, about an old man living a meagre existence. He has a dog, Flike. He contemplates suicide, but first tries to find a new home for Flike. It is a film which Bazin praised for its refusal of ellipsis – for the way it leaves in all the bits classical Hollywood filmmaking would cut out (as in this four-and-a-half-minute scene of the maid making coffee). Nothing at all of significance happens. Apart from the details of her routine, glimpses of her character and a reminder of her dilemma – and so of course it is full of actions and significance.

Bazin saw this as the pinnacle of Italian neorealism – as close as any film got to eliminating the actor (through the casting of non-professionals), miss-en-scène (through abandoning the artifice of the soundstage for the ‘reality’ of location shooting – to be honest, he is not always very good at spotting when things are shot in the studio) and story (eschewing the tightly-plotted classical narrative in favour of the disclosure of the everyday). While conceding that it would never be as widely appreciated or as well liked as Bicycle Thieves, he argued that

It took Umberto D to make us understand what it was in the realism of Ladri di Biciclette that was still a concession to classical dramaturgy. Consequently what is so unsettling about Umberto D is primarily the way it rejects any relationship to traditional film spectacle. (Bazin “Umberto D” 80)

Italian neorealism is normally said to end with Umberto D or perhaps Rome 11.00 (Giuseppe De Santis 1952) – a film I have never managed to see, but which sounds (and from film stills looks) awesome, although its influence is still at work in films as late as Federico Fellini’s Le notti di Cabiria/Nights of Cabiria (1957) – a film which I ended up misdescribing as being about ‘a prostitute who looks for love in a van’. Of course, I meant ‘in vain’. And ‘a woman who works as a prostitute’.

Neorealist films were not great hits with Italian audiences, whose cinemas were being flooded with Hollywood product. They were attacked by the Catholic Church as unsavoury (rather than because they were anticlerical, or at least did not hold a high opinion of the church), and they were attacked by politicians because of the negative image of Italy they promoted internationally (not because they were, on the whole, left-wing films critical of the failures of Italian politics). But some of them were also major international successes, winning many festival awards as well as Oscars, and played a key role in the development of arthouse cinemas and circuits, especially in the US.

Before screening the film, I asked the students about Bazin’s claim that the message of the film is that ‘in the world where this workman lives, the poor must steal from each other in order to survive’. Is this what the film says? If so, how? If not, what does it say instead? Can a film be reduced like this to a mere ‘meaning’?

I also asked students to return to the ideas we have been considering (since Poe’s ‘The Man of the Crowd’) around the individual and the crowd – are these the only options? What about families? The neighbourhood? The church? The community party? What role do they play in mediating between – and in creating – the individual and the crowd?

Thinking back to Man with a Movie Camera, how does Bicycle Thieves depict leisure and labour?

And think about the film’s depiction of Rome. This is not the tourist Rome of, say, Roman Holiday (William Wyler), full of images of classical ruins and Renaissance art and architecture (though it is often shot with yards of such locations). Why does it eschew such sights? And why do other films focus so strongly upon them?

In the end, a lot of our discussion focused on the significance of Antonio’s bike – a muscle-powered forms of transport, halfway between the rural world of hand- and animal-drawn vehicles, and the coming modernising decade of Vespas and Lambrettas and Fiats. One of the sharpest contrasts is between Antonio, who needs a bike so he can work and provide for his family, and the racing cyclists who are wealthy enough to own bikes for leisure purposes. (This is part of the film’s argument about the flawed nature of capitalist social organisation.)

There is also the moment early on when Antonio is told he must have a bike and:
a) he lies, saying it is broken rather than that it has been pawned, even though when we see the pawn shop it is obvious everyone else is living on meagre credit, too;
b) none of the other unemployed men, who are not eligible for this particular job, who clearly state that they have bikes, offer to lend theirs to him.

This lack of communal solidarity stands in stark contrast to the way in which the family and neighbours of the guy who stole Antonio’s bike leap to his defence. This incident ties to the film’s argument through architecture. The Val Melaina, where Antonio and his family live is a borgate built for working class people who were forcibly displaced from the centre of Rome when Mussolini destroyed working class neighbourhoods in order to construct the avenues around the Coliseum, St Peter’s, etc. (This also had the advantage of removing antifascist and potentially antifascist workers to a distant periphery – a move echoing the Haussmanisation of Paris.) These apartment blocks – which we see have no inside water supply – were ‘completed’ in 1933. They were five miles from the centre of Rome, separated from the city by non-urban space, and surrounded by open land. They had few services and poor connections with the city. Under such circumstances, the communal ties of the densely packed urban neighbourhood, with its multigenerational extended and intertwined kinship networks, and compounded by the dislocations and losses of war, came under increasing strain. Community gives way to the individual and the nuclear family; and that is not necessarily a good thing – as we will see in the first half of next semester as we encounter narratives of suburban conformism (from Douglas Sirk, Don Siegel, Ray Bradbury) and urban alienation (from Jean-Luc Godard, JG Ballard, William Klein, Martin Scorsese).

Core critical reading: Gordon, Robert S.C. Bicycle Thieves. London: BFI, 2008. 82–98.

Recommended critical reading
Bazin, André. “Bicycle Thief”, What is Cinema? Volume II, ed. and trans Hugh Gray, Hugh. Berkeley: University of California Press 1972. 47-60.
–. “Umberto D: A Great Work”, What is Cinema? Volume II. Ed. and trans Hugh Gray. Berkeley: University of CaliforniaPress 1972. 79-82.
Cardullo, Bert. “Actor-Become-Auteur: The Neorealist Films of Vittoria De Sica.” The Massachusetts Review 41.2 (2000): 173–92.
Celli, Carlo. “Ladri di biciclette/The Bicycle Thieves.” The Cinema of Italy. Ed. Giorgio Bertellina. London: Wallflower, 2004. 43–52.
Cook, Christopher. Ed. The Dilys Powell Film Reader. Manchester: Manchester University Press, 1991.
Marcus, Millicent. Italian Film in the Light of Neo-Realism. Princeton: Princeton University Press, 1986.
Gold, John R. and Stephen V. Ward. “Of Plans and Planners: Documentary Film and the Challenge of the Urban Future, 1935–52.” The Cinematic City. Ed. David B. Clarke. London: Routledge, 1997. 59–82.
Mennel, Barbara. Cities and Cinema. London: Routledge, 2008. See chapters 5 and 8, “The City in Ruins and the Divided City: Berlin, Belfast, and Beirut” and “The City as Queer Playground.”
Shiel, Mark. Italian Neorealism: Rebuilding the Cinematic City. London: Wallflower, 2006.
Tomasulo, Frank P. “Bicycle Thieves: A Re-Reading.” Cinema Journal 21.2 (1982): 1–13.

Recommended reading
George Orwell’s Nineteen Eighty-four (1949) offers an estranged vision of post-war London combining slums, bombsites and towering new architecture.
Nell Dunn’s Up the Junction (1963) depicts the young working class women living in the post-war slums of Battersea and Clapham Junction; Lynne Reid Banks’s The L-Shaped Room (1960) is also of interest.
Two useful accounts of social housing and postwar reconstruction are Lynsley Hansley’s Estates: An Intimate History (2012) and John Grindrod’s Concretopia: A Journey Around the Rebuilding of Postwar Britain (2014).

Recommended viewing
Short documentaries about slum living, new housing and other urban developments include Housing Problems (Anstey and Elton 1935), The City (Elton 1939), The City (Steiner and Van Dyke 1939) and Land of Promise (Rotha 1946).
Utopia London (Cordell 2010) outlines the vision of a group of modernist architects to rebuild London as a more pleasant and equal city, while Riff-Raff (Loach 1991) and Estate, A Reverie (Zimmerman 2015) chart the destruction of such developments.
Post-war London bombsites play a key role in films such as Hue and Cry (Crichton 1947), Obsession aka The Hidden Room (Dmytryk 1949) and The Yellow Balloon (Thompson 1953). These are Trümmerfilm (‘rubble films’), that is, movies made and set in the ruins of postwar cities. Others include The Murderers Are Among Us (Staudte 1946), the Italian neo-realist Germany Year Zero (Rosselini 1948), Odd Man Out (Reed 1947), The Third Man (Reed 1949) and Ten Seconds to Hell (Aldrich 1959).
Up the Junction was filmed for television by Ken Loach in 1965 (and rather less interestingly for cinema by Peter Collinson in 1968). Also of interest are Loach’s Poor Cow (1967), adapted from Dunn’s 1967 novel of the same name, and his influential television drama Cathy Come Home (1969). Peter Flannery’s Our Friends in the North (BBC 1996) begins – in part – as a drama about the post-war replacement of slum housing with tower blocks and concludes with the problematic privatisation of public housing.

The City in Fiction and Film, week seven

week 6

There are three main parts to this week’s class: viewing and discussing Chelovek s kino-apparatom/Man with a Movie Camera (Vertov 1929); reading and discussing Tom Gunning’s ‘Cinema of Attraction[s]: Early Film, Its Spectator and the Avant-Garde’; and essay preparation for next week’s deadline.

In my experience, first year students often struggle with Man with a Movie Camera – very few ever seem to grasp it, let alone like it; and then by the time they are third years, and more used to engaging with a wide variety of films, a number of those who were initially quite negative about it come to appreciate it, even like it. So I did a bit more than I usually would to frame the film – especially as the day before on Cultural Value, Literature, Film and Consumption, they had gone from looking at versions of Sherlock Holmes and James Bond to reading Alain Robbe-Grillet’s Jealousy and watching Last Year at Marienbad (Resnais 1961).

Drawing on some work on film forms from an earlier week on colleague’s Film Style and Meaning module, I framed Man with a Movie Camera as both

a documentary, but one that does not use language tell you what its subject matter is or guide you through it
an experimental film that requires you to think about the connections between images (one of my favourite gags in the movie depends entirely upon our learned assumptions about narrative and continuity editing: from the right of the screen a football is lobbed into the air; cut to a shot of a man throwing a javelin from the left of the screen – will he puncture the ball in mid-flight?’; cut to a shot of a goalkeeper on the right of the screen – will the javelin impale him?)
a self-reflexive film about producing and exhibiting film – all about seeing and being seen, projecting images, filmmaking as an industrial craft among other industrial crafts, film as an industrial product, film as a leisure activity, film as a constructor and conveyor of illusion

and in relation to

city symphony films, such as Manhatta (Sheeler and Strand 1921), Berlin: Symphony of a Great City (Ruttman 1927), Moscow (Kaufman 1927), A Bronx Morning (Leyda 1931) and City of Contrasts (Browning 1931) – one of the students later noted formal similarities to films such as Baraka (Fricke 1992)
film poems, such as The Bridge (Ivens 1928), La Tour (Clair 1928), Every Day (Richter 1929), Rain (Ivens 1929) and Daybreak Express (Pennebaker 1953) – the latter of which they saw a few weeks ago on Film Style and Meaning

We also had some questions to think about while watching the film:

How are shots connected to each other? For what reasons does one follow another?
Are there graphic and/or textural matches/contrasts between successive shots?
Are there traces of narrative?
What thematic connections are elaborated across the film?
Think about binary oppositions: male/female, public/private, work/leisure, humans/machines, cameraman/people, capturing the city/intervening in the city

I had to stay for the start of the screening to check something in the first few minutes of the film – and ended up watching the whole thing again for the second time in less than 48 hours. I love this movie more every time I see it.

The lecture began with some more framing of the film (next year, I need to try to get the lecture scheduled before the film, if possible).

Viva Paci describes the emergence of cinema as ‘part of the euphoria of modernity’. Like ‘other fetish phenomena typical of modernity, such as billboards, posters, expositions and store shelves’, cinema is ‘merchandise that makes itself visible, turning its presence into spectacle’ (126).Last week we saw, in Modern Times, the centrality of the department store to modern urban experience, and Man with a Movie Camera directly addresses some of these other phenomena. For example, in the early sequence of a sleeping woman slowly waking, there are cut-aways to a detail from a poster, which later is revealed as the poster for a film called The Awakening (of a woman).

I outlined some of the ways in which many early actualité films shared the same drive as expositions and world’s fairs to expose mass audiences to new technologies and views/simulations of distant and exotic lands (and as this week is also thinking a little bit more about urban alienation and disorientation, it is not insignificant that the first known US serial killer, HH Holmes, stalked in and around the 1893 Chicago World’s Fair).

Paci also relates cinema to

exoticism (as found in the era’s expositions and in the Paris arcades celebrated by Baudelaire and Benjamin), train journeys (and the new visions of the landscape in movement and the proliferation of perspectives they offered), advances in the faculty of sight (from the air, for example, or with microscopes) and the improvements to fantastic images [that] had already fed the collective imaginative identity extended [and] new aesthetic habits. (125)

Annoyingly, I could not find my copy of The World of Tomorrow (Bird and Johnson 1984) to show off some 1939 New York World’s Fair footage, so instead we focused on the connections to trains and new technologies of vision. An 1861 quote form Benjamin Gastineau best captures train travel as proleptic of watching a programme of short films such as the Lumière brothers first charged an audience to see at Le Salon Indien du Grand Café on 28 December 1895:

Devouring distance at the rate of fifteen leagues an hour, the steam engine, that powerful stage manager, throws the switches, changes the décor, and shifts the point of view every moment; in quick succession it presents the astonished traveller with happy scenes, sad scenes, burlesque interludes, brilliant fireworks, all visions that disappear as soon as they are seen. (Schivelbusch 63)

We spoke about Hale’s Tours (launched, of course, at an exposition – the 1904 St Louis Exhibition) and train films and, of course, Edison’s Railroad Smashup (1904), for which the film company bought two decommissioned trains and crashed them into each other. If we had way more time, I would also have shown the remarkable train crashes from Orlacs hände (Wiene 1924) and Spione (Lang 1928), the sequence shot from the front of the train in Bulldog Jack (Forde 1935) and the opening of La bête humaine (Renoir 1938) to show how this fascination continued on into narrative cinema, and is in some ways the visual precursor of the jump to lightspeed/hyperspace, etc.

For new technologies of vision, we recalled some work from Film Style and Meaning on Eadweard Muybridge’s motion studies and Étienne-Jules Marey’s chronophotography – examples of pre-cinema which also lead to Frederick Taylor’s ‘scientific management’ of the workplace, suggested in both Modern Times and Man with a Movie Camera – and the similarities that can be found in such contemporaneous art as Marcel Duchamp’s Nude Descending a Staircase, no.2 (1912). And, of course, we watched Cheese Mites (Duncan 1903) and Percy Smith’s The Birth of a Flower (1910) and his juggling fly films to see how microscopes and time-lapse photography could show human eyes things our eyes could otherwise not see. We looked at some views of Paris from the top of the Eiffel Tower in Paris qui dort (Clair 1925) – aerial views of a kind previously only accessible to people in aircraft and construction workers – and also at Onésime horloger (Durand 1908), in which the protagonist, frustrated that he cannot get his inheritance until he is older, speeds up the Paris city clock: a series of gags are played out, made funny by the accelerated pace of the action; and undercranked footage played back at regular speed sees pedestrians dash through the city, even more harried than usual by the regulation of life by clocks (which, of course, connects back to railroads, factories and other disciplinary institutions). .

We then turned to Soviet montage, and again I was able to connect back to some work on editing and montage from Film Style and Meaning. I began by introducing the key figures and their most important films:

Sergei Eisenstein – Strike (1925), Battleship Potemkin (1925), October (1927), The General Line (1929), Alexander Nevsky (1939), Ivan the Terrible, parts 1 and 2 (1944, 1945)
Lev Kuleshov – The Extraordinary Adventures of Mr West in the Land of the Bolsheviks (1924)
Vsevolod Pudovkin – Mother (1926), The End of St Petersburg (1927), Storm over Asia (1928)
Esfir Shub – The Fall of the Romanov Dynasty (1927), creator of the compilation film – who also fleetingly appears in Man with a Movie Camera
Dziga Vertov – Kino-Pravda (1925-28), A Sixth of the World (1926), Man with a Movie Camera (1929), Three Songs of Lenin (1934), Lullaby (1937)
Yelizaveta Svilova, who plays the editor in Man with a Movie Camera as well as editing it and others of her husband’s films before becoming a director herself in the 1940s (her brother-in-law, Mikhail Kaufman. also shot several of his brother’s films, including Man with a Movie Camera, in which he also plays the cameraman)

A quick description of the Kuleshov effect gave me the excuse I’ve been looking for to show off the actorly range of lardy racist Steven Seagal, before reminding students of Eisenstein’s theoretical discussion of montage and the analysis they had done of the clash of images in the sequence from Strike in which the assault on the workers is intercut with the slaughter of the bull in the abattoir. Plus, some lions.

We then finally discussed Man with a Movie Camera in some detail, picking out moments such as:

the intercutting of the woman rubbing her eyes, the shutters of her window-blinds opening and closing, the camera shutter – associative editing, detecting similarities and differences between phenomena, sketching out relations between organic and mechanical actions
the superimposition of the eye on the camera lens – a kind of cyborg melding of mechanical means and human consciousness, emphasising differences in kinds of vision
the splitscreens in which the cameraman towers over the city – part of the depiction of the cameraman as an heroic figure that runs throughout the film, and of the celebration of the camera’s ability to see anywhere, but also with a hint of surveillance (there is one shot in the film in which the camera is positioned high above the street and seems to move autonomously, like a CCTV camera)
the stop-motion animation of the camera, giving it life – animating it, as the camera/projector does with each still image it captures/projects
the shots which show something hurtling towards or passing over the camera, and the following shots which reveal how it is done
Svilova editing the film, and the later placement of the frames in the film, animated and given a context
industrial footage, especially of rotating devices and interlocking gears that recall the mechanism of the camera/projector – and nice to see a sewing machine included, since the camera/projector borrowed from sewing machine technology the intermittence device that allows individual frames to be held momentarily in place to capture/project each individual image
the skill of manual labour, such as the woman making cigarette packages, but also how machine-like it is in its endless speed, precision and repetition
the obsession with trains and trams, constantly on the verge of catastrophic collision
the shop-window mannequins that wake up and come to life along with the humans, awoken by the presence of the sun (or the camera)
the world being captured unawares vs. people’s reactions when they know they are being filmed – and that film is present in the world not just as labour and recorder but also as projection, cinema, leisure activity
the use of freezeframes and slow motion, recalling the material basis of film (the photogram), the role of editing, and those early motion studies of Muybridge and Marey

The final section of class was about Tom Gunning’s discussion of the cinema of attractions. Early film history used to be told in terms of a tension or conflict between two approaches to cinema that ultimately and somehow inevitably resulted in the dominance of narrative cinema. These tensions were rooted in a distinction between:

Auguste and Louis Lumière’s ‘realist’ actualité films (i.e., views of the real world or actuality footage), that mostly eschewed anything but the most minimal of narrative form; see Baby’s Breakfast (1895) or Arrival of a Train at La Ciotat (1895) or the non-Lumière Black Diamond Express and Electrocuting an Elephant (1903)

and

Georges Méliès fantastical féerie films (i.e., ‘trick films’ organised around special effects) that, because of the nature of many of his gags and routines, contain some more obvious narrative structuration; see The India Rubber Head (1901) or A Trip to the Moon (1902).

Tom Gunning and others have, over the last thirty years, argued against this view, finding that despite superficial differences both approaches to filmmaking shared something profoundly fundamental in common: a basic exhibitionist impulse to present an audience with ‘a series of views’ that are ‘fascinating because of their illusory power’. Reality/fantasy, actuality/staged, non-narrative/narrative are pretty much red herrings in the first decade of cinema.

We then spend some time working on this long passage to get a better sense of what Gunning means by cinema of attractions:

To summarize, the cinema of attractions directly solicits spectator attention, inciting visual curiosity, and supplying pleasure through an exciting spectacle – a unique event, whether fictional or documentary, that is of interest in itself. The attraction to be displayed may also be of a cinematic nature, such as the early close-ups just described, or trick films in which a cinematic manipulation (slow motion, reverse motion, substitution, multiple exposure) provides the film’s novelty. Fictional situations tend to be restricted to gags, vaudeville numbers or recreations of shocking or curious incidents (executions, current events). It is the direct address of the audience, in which an attraction is offered to the spectator by a cinema showman, that defines this approach to filmmaking. Theatrical display dominates over narrative absorption, emphasizing the direct stimulation of shock or surprise at the expense of unfolding a story or creating a diegetic universe. The cinema of attractions expends little energy creating characters with psychological motivations or individual personality. Making use of both fictional and non-fictional attractions, its energy moves outward towards an acknowledged spectator rather than inward towards the character-based situations essential to classical narrative. … An attraction aggressively subjected the spectator to ‘sensual or psychological impact’. … a montage of such attractions, creat[es] a relation to the spectator entirely different from his absorption in ‘illusory depictions’.

And then it was time to discuss the essay due next week.

Incidentally, 20% of the class really enjoyed Man with a Movie Camera, 20% liked specific parts of it, and 60% declined to comment

week 8

Recommended critical reading
Berman, Berman. All That Is Solid Melts into Air: The Experience of Modernity. London: Penguin, 1998.
–. On the Town: One Hundred Years of Spectacle in Times Square. London: Verso, 2009
Feldman, Seth. “‘Peace Between Man and Machine”: Dziga Vertov’s The Man with the Movie Camera.” Documenting the Documentary: Close Readings of Documentary Film and Video. Ed. Barry Keith Grant and Jeanette Sloniowski. Detroit: Wayne State University Press, 1998. 40–54.
Gunning, Tom. “An Aesthetic of Astonishment: Early Film and the (In)credulous Spectator.” Film Theory and Criticism. 7^th ed. Ed. Leo Braudy and Marshall Cohen. New York: Oxford University Press, 2009. 736–750.
Keiller, Patrick. “Urban Space and Early Film.” Cities in Transition: The Moving Image and the Modern Metropolis. Ed. Andrew Webber and Emma Wilson. London: Wallflower, 2008. 29–39.
Paci, Viva. “The Attraction of the Intelligent Eye: Obsessions with the Vision Machine in Early Film Theories.”, The Cinema of Attractions Reloaded. Ed. Wanda Strauven. Amsterdam: Amsterdam University Press, 2006. 121–137.
Roberts, Graham. The Man with the Movie Camera. London: IB Tauris, 2000.
Strathausen, Carsten. “Uncanny Spaces: The City in Ruttmann and Vertov.” Screening the City. Ed. Mark Shiel and Tony Fitzmaurice. London: Verso, 2003. 15–40.
Strauven, Wanda. ed. The Cinema of Attractions Reloaded. Amsterdam: Amsterdam University Press, 2006.
Webber, Andrew. “Symphony of a City: Motion Pictures and Still Lives in Weimar Berlin.” Cities in Transition: The Moving Image and the Modern Metropolis. Ed. Andrew Webber and Emma Wilson. London: Wallflower, 2008. 56–71.

Recommended reading
Cities are often depicted as so alienating and disorienting that their denizens are driven to madness of various sorts, as in Fyodor Dostoevsky’s The Double (1926), Patrick Hamilton’s Hangover Square: A Tale of Darkest Earl’s Court (1941), Ralph Ellison’s Invisible Man (1952), Bret Easton Ellis’s American Psycho (1991) and Erik Larson’s non-fiction The Devil in the White City (2003).

Cities can also offer possibilities for freedom, as in Muriel Sparks’s The Girls of Slender Means (1963) and Patricia Highsmith’s The Price of Salt (1952), and for metamorphosis, as in chapters 6–7 of Stella Gibbons’s Cold Comfort Farm (1932) and chapter 11 of Agatha Christie’s The Moving Finger (1942), in which trips to London transform rural girls into a glamorous ladies.

Recommended viewing
Other city ‘symphony’ films include Manhatta (Sheeler and Strand 1921), Berlin: Symphony of a Great City (Ruttman 1927), Moscow (Kaufman 1927), A Bronx Morning (Leyda 1931) and City of Contrasts (Browning 1931). Some film poems, such as The Bridge (Ivens 1928), La Tour (Clair 1928), Every Day (Richter 1929), Rain (Ivens 1929) and Daybreak Express (Pennebaker 1953), are clearly related, as are such contemporary films as London Orbital (Petit and Sinclair 2002), Finisterre (Evans and Kelly 2003) and What Have You Done Today Mervyn Day? (Evans 2005).
People on Sunday (Siodmak and Ulmer 1930) combines a city symphony with a narrative about a group of young people played by non-professional actors.
Films of urban transformation include Theodora Goes Wild (Boleslawski 1936), Vertigo (Hitchcock 1958), The Apartment (Wilder 1960) and Better than Chocolate (Wheeler 1999).
Films of urban derangement include The Testament of Dr Mabuse (Lang 1933), Repulsion (Polanksi 1965), Taxi Driver (Scorsese 1976) and American Psycho (Harron 2000).
Urban transformation and derangement come together in disturbing ways in Videodrome (Cronenberg 1983), Tetsuo: The Iron Man (Tsukamoto 1989), Tokyo Fist (Tsukamoto 1995), Mulholland Drive (Lynch 2001) and A Snake of June (Tsukamoto 2002).

The City in Fiction and Film, week six

Week five

This week we watched Modern Times (Chaplin 1936), read a recent article on it by Lawrence Howe (which contains some useful contextualisation for the film, even though I am not wholly convinced by its argument), had a brief introduction to Marxist ideas about capitalism and the class society it produces, and then spent quite a while discussing some basic essay writing skills.

As described by Frederick Engels, in his ‘Preface to the English Edition of 1888 of The Communist Manifesto’, Marx’s ‘fundamental proposition’ concerning history and class is that

the whole history of mankind … has been a history of class struggles, contests between exploiting and exploited, ruling and oppressed classes; that the history of these class struggles forms a series of evolutions in which, nowadays, a stage has been reached where the exploited and oppressed class – the proletariat – cannot attain its emancipation from the sway of the exploiting and ruling class – the bourgeoisie – without, at the same time, and once and for all, emancipating society at large from all exploitation, oppression, class distinctions and class struggles. (in Karl Marx and Friedrich Engels, The Communist Manifesto, ed. by David McLellan (Oxford: OUP, 1998), 48.)

Starting with this broad sweep ties back to the work we did on historical periodisation in week 2 as we started to think about ‘modernity’, but more importantly gave me an opportunity to include a picture of the lovely late Andy Whitfield on the powerpoint slide explaining classical slave societies (Feudalism had to make do with a picture of Errol Flynn as Robin Hood.)

Capitalism, Marx argued, is defined by the exploitative relationship between the bourgeoisie (or capitalist class), who own and control the means of production (from factories to financial instruments), and the proletariat (or working class), who sell their labour for a wage which is worth less than the value created by their labour. All that extra value they create is used to pay for raw materials, plant, etc; and all that is left over from that – surplus value, in Marx’s term – is taken by the capitalist. Although there might be small individual and partial exceptions, the capitalist will always look to increase production of surplus value – by introducing ‘rationalised’ production processes and increasing automation, by lowering or freezing wages, by extending the working day (including reducing breaks), by offering productivity bonuses, by resisting unionisation of the workforce and health/safety legislation, by casualising the workforce, by not paying the costs of pollution, by relocating to countries with weaker unions/workplace protections/ environmental laws, and by avoiding/evading taxes and manipulating political systems.

Before discussing Modern Times, we took a look at several short sequences from Metropolis (Lang 1927), a film I really wanted to include on the module but which is too long for the screening session (and perhaps in that respect a bit cruel as an introduction to silent cinema – although next week we will be watching Man with a Movie Camera, so I am not sure where the greater cruelty lies).

Lang’s film spatialise class relations in a manner that will become common in dystopian visions, and also in the real world. Here the spatial division is vertical, recalling the literal and figurative descents into poverty in Gaskell’s Mary Barton. The garden in which the city’s wealthy youths play is somewhere high up and pristine. Freder’s father’s office – as controller of the city – is also elevated above all, symbolising his pan optical powers (making him an important figure when we dip our toes into a little de Certeau in a few weeks). Then there is the magnificent metropolis itself, beneath which are the machines which sustain it. And beneath the level even of the machines, as Lang’s opening sequence shows, is the city of the workers.

We also took a look at some of the machinery in the film: the 10-hour shift clock and 24-hour clock over which the shift change is announced (we have already seen Lang’s obsession with clocks in M), the rather abstract machine which overheats and transforms, in Freder’s eyes, into a barbaric ancient idol into whose maw the workers are fed; and the even more abstract clock machine that Freder undertakes to operate so as to free an exhausted worker, only to become a kind of knackered Christ figure himself as he struggles to keep up with its incomprehensible demands for repetitive motion.

Some of this imagery is picked up on directly in Chaplin’s film, which also begins with the image of a clock and workers trudging to the factory like lambs to the slaughter.

Before the screening, I suggested some possible binary oppositions that could be used to try to think through the logic of the film:

capitalist and worker
surveiller and surveilled
employed and unemployed
production and consumption
lack and plenty
work and leisure
human and automaton
conformity and difference
law and lawlessness
order and chaos
authority and resistance
propriety impropriety
male and female
adult and child

As ever, a lot of these terms sort of overlap or seem to be describing the same things from different angles.

The boss using the giant screen in the bathroom to berate Chaplin on his break establishes that the relationship between capitalist and worker is a power relationship (we have already seen the boss goofing off, doing a jigsaw and reading the funny pages – Flash Gordon, if I am not mistaken, since the visible page is Tarzan?) – and that this power relationship includes bullying and surveillance (which includes workers having to clock-in and clock-out, even for bathroom trips). Furthermore, the fact that the boss even contemplates subjecting his works to the Billows Automatic Feeding Machine so that can they be fed lunch without needing to leave the production line indicates the extent to which he does not think of them as human beings but as mere parts of a technical apparatus, as cogs in a machine. (It is also an example of trying to increase productivity through automation so as to increase surplus value, or profit, at the expense of the worker.)

Such control systems or disciplinary structures as the factory represents also provide most of the other key locations of the film: asylum, prison, orphanage, department store, restaurant.

Talking about the department store – designed to move customers through the space in such a way as to organise and prolong their experience within the retail environment (think about how IKEA has no windows or clocks and only one route through the warehouse – and, at least according to one of the class, blocks cell phone reception) – also facilitated a way to think about the interconnections of production and consumption.

Chaplin and the gamin (Paulette Goddard), of course, are disruptive forces of chaos in all this. Chaplin’s derangement by the repetitive labour of the production line shows how poorly we all, as humans, fit the environments created to maximise the extraction of our labour power for other people’s profit. The gamin’s initial gender-blurring – posing like Peter Pan, providing food for the family when her father is unemployed – and her refusal to be subordinated to state systems (the law around property, the orphanage to which her younger siblings are sent) betoken a similar energy. Both she and Chaplin are often positioned as childlike, and their attempts to find a space in the adult world are endearing parodies of that world: the dream vision of a suburban home Chaplin imagines, the run-down shack the gamin crafts into the image of a suburban idyll, the way they play and dress up in the department store. (And they are not alone in not fitting in this world: the prim and severe vicar’s wife whose stomach nonetheless gurgles when she drinks tea; the scarcely glimpsed ‘gay’ prisoner, who minces out of the dining hall and into his cell; the unemployed men forced to break into the department store because they are starving; and so on.)

Then it was time for a break, for the grand unveiling of the essay questions, for reminders to do the library quiz online within 24 hours, and for essay-writing advice.

The latter is especially tough, I find, to do for a whole group, none of whom have yet submitted any work. Makes it hard to know where to begin, what particular strengths and weaknesses each student has. So we did some very basic stuff.

On stucture, taking Strunk and White’s advice: ‘Make the paragraph the unit of composition: one paragraph to each topic.’ So a brief introduction to what is going to be discussed, probably somewhere between 5 and 8 paragraphs, each devoted to making, developing and supporting a single idea in a chain of ideas/paragraphs, and a short conclusion tying it all together. For a 1200 word essay, the introduction and conclusion should probably need no more than a sentence or two each. Revise the introduction once the essay is completed so as to ensure it describes what the essay actually does, rather than what you intended to do (the initial introduction can also be used to help think through revisions to early drafts). No new ideas to be introduced in the conclusion – and never end with a quotation (it is supposed to be your conclusion).

Using spell-check (make sure it is set to English UK; remember it won’t catch certain kinds of errors, such as typing ‘form’ when you mean ‘from’). Use grammar-check sparingly, as typically you need to understand grammar in order to make sense of its recommendations. Instead, concentrate on becoming a better writer (obligatory plug for the genuinely excellent kids’ book, The English Repair Kit by Angela Burt and William Vandyck).

We covered rules about laying how to quote and paraphrase and reference (MLA-style).

Finally, we thought about writing in a more formal academic style, but how that did not necessarily mean writing in long sentences. Focus on short, clear sentences, and work in length-variety where necessary – focus on the connection between what you want to say and the best way to say it clearly.

And then wrapped it all up with another quotation from Strunk and White:

Omit needless words. Vigorous writing is concise. A sentence should contain no unnecessary words, a paragraph no unnecessary sentences, for the same reason that a drawing should have no unnecessary lines and a machine no unnecessary parts. This requires not that the writer make all his sentences short, or that he avoid all detail and treat his subjects only in outline, but that every word tell.

week 7

Recommended critical reading
AlSayyas, Nezar. Cinematic Urbanism: A History of the Modern from Reel to Real. London: Routledge, 2006. See chapter 2, “Urbanizing Modernity: Utopia/Dystopia and the City of the Future Past.”
Desser, David. “Race, Space and Class: The Politics of Cityscapes in Science-Fiction Films.” Alien Zone II: The Spaces of Science Fiction Cinema. Ed. Annette Kuhn. London: Verso, 1999. 80–96.
Jenkins, Henry. “Looking at the City in The Matrix Franchise.” Cities in Transition: The Moving Image and the Modern Metropolis. Ed. Andrew Webber and Emma Wilson. London: Wallflower, 2008. 176–192.
Mellen, Joan. Modern Times. London: BFI, 2006.
Sobchack, Vivian. “Cities on the Edge of Time: The Urban Science-Fiction Film.” Alien Zone II: The Spaces of Science Fiction Cinema. Ed. Annette Kuhn. London: Verso, 1999. 123–143.
Staiger, Janet. “Future Noir: Contemporary Representations of Visionary Cities.” Alien Zone II: The Spaces of Science Fiction Cinema. Ed. Annette Kuhn. London: Verso, 1999. 97–122.

Recommended reading
By imagining future cities, sf often highlights contemporary concerns about the city. See, for example, Yevgeny Zamyatin’s We (1924), Aldous Huxley’s Brave New World (1932), George Orwell’s Nineteen Eighty-four (1949), Frederik Pohl and Cyril Kornbluth’s The Space Merchants (1953), Harry Harrison’s Make Room! Make Room! (1966), John Brunner’s Stand on Zanzibar (1968), Thomas Disch’s 334 (1972), Marge Piercy’s Woman on the Edge of Time (1976), William Gibson’s Neuromancer (1984), Neal Stephenson’s Snow Crash (1992), Colson Whitehead’s The Intuitionist (1999), Tricia Sullivan’s Maul (2003) and Nnedi Okorafor’s Lagoon (2014).

Recommended viewing
The same is true of many sf films, such as Metropolis (Lang 1927), Things to Come (Menzies 1936), Alphaville (Godard 1965), Clockwork Orange (Kubrick 1971), THX 1138 (Lucas 1971), Soylent Green (Fleischer 1973), Blade Runner (1982), Akira (Ôtomo 1988), Dark City (Proyas 1998), Minority Report (Spielberg 2002), Code 46 (Winterbottom 2003), District 13 (Morel 2004), Children of Men (Cuarón 2006), La Antena (Sapir 2007) and In Time (Niccol 2011).

Modern Times was partly inspired by À Nous la Liberté (Clair 1931).