john singleton – Mark Bould

The City in Fiction and Film, week 22: Zadie Smith’s NW, part one (pp. 1–169)

Over the last few weeks, we’ve been bandying about the word ‘multiculturalism’ in a pretty loose sense, as if everyone knows and agrees on its meaning. The HarperCollins Dictionary of Sociology (1991) seems pretty clear in its definition:

the acknowledgment and promotion of cultural pluralism … multiculturalism celebrates and seeks to promote cultural variety, for example minority languages. At the same time it focuses on the unequal relationship of minority to mainstream cultures.

But like all dictionary definitions, it obscures the extent to which such terms are politically alive, wrestled over in and by our culture, meaning different things depending on who is saying them, where, when and for what purpose. It is a contested term, with multiple competing meanings, and is often used without any attempt at precision – especially in popular political discourse.

The term dates back to 1960s and 1970s, when – as part of the complex politics of white settler nations within the British Commonwealth – Australia changed its immigration laws to allow entry to previously excluded Asian migrants, and when Canada was not only changing its immigration laws but also wrestling with the relationship between an Anglophone majority and a Francophone minority, primarily Québécois, and with growing First Nations activism. Generally speaking, new migrants were encouraged not to assimilate (as in America’s melting pot, in which everyone is equal so long as they adopt white middle class values) but to integrate (as in Canada’s alternative metaphor of a mosaic of peoples); that is, they were enabled to retain their ‘home’ or ‘natal’ culture, and the development of ethnic community infrastructures was encouraged as a mechanism to foster integration.

In the UK, the then Home Secretary Roy Jenkins, pursuing a similar policy, said in 1966:

Integration is perhaps a rather loose word. I do not regard it as meaning the loss, by immigrants, of their own national characteristics and culture. I do not think we need in this country a ‘melting pot’, which will turn everyone out into a common mould, as one of a series of carbon copies of someone’s misplaced vision of the stereotyped Englishman … I define integration, therefore, not as a flattening process of uniformity, but cultural diversity, coupled with equality of opportunity in an atmosphere of mutual tolerance … If we are to maintain any sort of world reputation for civilised living and social cohesion, we must get far nearer to its achievement than is the case today.

Of course, while this massive conceptual, political and cultural shift was occurring, already discredited ideas of race as a meaningful biological concept still circulated, so it was often still the case that migrant populations were regarded as racially different. For all that ‘multiculturalism’ emphasises culture, this deep-rooted shadow meaning persists (when we hear politicians and others attacking multiculturalism, they are as often as not talking about race).

While there are all kinds of brilliant positive things about integration in contrast to assimilation, it has also been the subject of political manipulation. An approach that encouraged cultural diversity has been blamed for ‘failures of assimilation’ (which were of course never the goal, so they cannot honestly be regarded as failures). Furthermore, it is often retconned into a racist narrative that says multiculturalism was introduced because it is somehow impossible for different races to assimilate. Hostility around perceived racial difference has thus been blamed on the racially other for their failure to be assimilated rather than on the host nation’s inability and frequent unwillingness to integrate properly – which would include the education of the host population around such issues. And while there are often instances of migrant communities being unwilling to relinquish their cultural distinctiveness, that is exactly the point of multiculturalism – it is not a glitch, it’s a feature.

It is also important to remember that multiculturalism is not just about immigrant populations. Yes, it is about immigrant minorities, such as South Asians and Afro-Caribbeans in the UK. But it is also about substate national minorities, such as the Québécois in Canada, and about similar populations more geographically dispersed within a nation, such as African American population. And it is also about indigenous peoples: First Nations in Canada, Native American Indians in the US, Aboriginals in Australia, Maori in New Zealand, and so on. Each of these groups, and each of these kinds of groups, have their own distinctive histories and their own particular needs to be met within a multicultural state.

Keith Banting, Will Kymlicka, Richard Johnston and Stuart Soroka, in a piece of research examining whether multicultural policies have a negative effect on the welfare state across a number of European and other nations, identify eight key kinds of policy that multiculturalism implies:

constitutional, legislative or parliamentary affirmation of multiculturalism at the central and/or regional and municipal levels
adoption of multiculturalism in the school curriculum
inclusion of ethnic minority representation and sensitivity in the mandate of public media or media licensing
exemptions from dress codes (e.g., Sikhs wearing turbans rather than crash helmets or school caps), from laws banning Sunday trading, etc.
allowing dual citizenship
funding ethnic group organisations to support cultural activities
funding bilingual education and mother-tongue instruction
affirmative action for disadvantaged groups

They then examined their sample nations in terms of their commitment to such policies:

Strong adopters (6-8 policies): Australia, Canada
Modest adopters (3-5.5 policies): Belgium, Netherlands, Sweden, UK, USA
Weak adopters (under 3 policies): Austria, Denmark, Finland, France, Germany, Greece, Ireland, Italy, Norway, Portugal, Spain, Switzerland

So next time you hear a British politician banging on about ‘the failure of the multicultural experiment’, remember the UK falls into the ‘didn’t actually try all that hard’ group.

NW (2012) is Zadie Smith’s fourth novel, following White Teeth (2000), The Autograph Man (2002) and On Beauty (2005). She was born in Brent in London in 1975, to a Jamaican mother and Anglo father; and she wrote much of her first novel in the final year of her English Literature degree at King’s College, Cambridge (at Cambridge, she failed an audition to be in the Footlights, rejected it is said by Mitchell and Webb). Her novels are, among other things, concerned with the matter-of-fact, normalising representation of the multicultural city, especially London. Her work is also defined by a kind of stylistic restlessness, as if each novel is as concerned with finding the voice in which to write as it is with the characters or narrative. This is emphasised in NW by the variety of approaches she brings to third-person narration in each of the novel’s sections – and even sentence-by-sentence as she manipulates the proximity of the narrator’s voice to the viewpoint character’s perspective.

We began by reading the opening chapter together, seeing how Smith establishes setting, mood, atmosphere, character and theme. It begins with a too-hot spring day, the sun altering how the periphery of a Willesden council estate looks from just a few doors down, where Leah, born on the estate, reclines in a hammock in the shared garden behind her basement flat. Significantly, she has moved on in to private accommodation, just not very far. A caricatured sunburned and overweight-in-a-crop-top working class girl smokes a fag on a balcony in the nearby block of flats, talking too loud on her mobile phone. Leah is a second generation Irish immigrant, pale-skinned and red-headed. The gap between her and her loud neighbour troubles her: physical proximity to her past assuages some of the guilt she feels about her class mobility, even though has not ascended the hierarchy that far. She has also just found out she is pregnant by her Nigerian-French husband Michel; he wants kids, she does not.

We also read chapters 9 and 10 of the first section together. The former is a googlemaps-style set of directions to walk from an address in NW8 to another in NW6; the latter is a dérive, a trek along the same route described as a succession of sense impressions – smells, glimpsed commodities, adverts, leaflets, music from passing cars – which capture the experience of moving from bustling, working class streets to the wealthier and more barricaded areas around Regent’s Park and St John’s Wood:

The Arabs, the Israelis, the Russian, the Americans: here united by the furnished penthouse, the private clinic. If we pay enough, if we squint, Kilburn need not exist. (40)

This pair of chapters captures something essential to the novel’s project – the filling in and fleshing out of the city not as an abstract space but as a place (or a nested and interlocking array of places), rich in history and memory, both public and private. The city no more precedes these places than a map precedes the territory.

Branching out from these chapters, we were able to discuss the ways in which Smith captures the ethnic diversity of London, from ‘a life-size porcelain tiger’ to the many various ways in which muslim women observe (or not) strictures about headdress, which bear ‘no relation to the debates in the papers, in Parliament’ (39). It is there in the built environment, too, with ‘the Islamic Centre of England opposite the Queen’s Arms’ (40).

We will return to the novel next week, to consider the ways in which it talks about social and economic class, and suggests that urban identity is not a fixed thing but something that, for all its roots, nonetheless constantly emerges in the moment.

Attack_The_Block_2 We also took a look at Attack the Block (Cornish 2011), a British banlieue movie that probably owes more to District 13 (Morel 2004) than La Haine (Kassovitz 1995), and a lot to US hip-hop/ghetto cinema, but which nonetheless has something of Passport to Pimlico (Cornelius 1949) about it. It recalls our work on Boyz N the Hood (Singleton 1991) in its focus on how the protagonists are trapped within their South London estate (filmed on the Heygate estate before it was demolished, complete with multiple scandals) but its greater significance in relation to NW is the way in which it fills in and fleshes out. It starts with a young white woman, Sam (Jodie Whitaker), walking home at night, and being mugged at knifepoint by a gang of youths in hoodies. The gang is multiethnic – and the film never highlights nor makes an issue of this – though no doubt David Starkey would say something racist about them all being ‘culturally black’. At the same time as it invests in a romantic narrative of gang loyalty and redemptive male violence, the film does also work to undermine these ideas. Perhaps the key moment comes at the end, when the Jodie stands by her erstwhile mugger, Moses (John Boyega), when the police arrest him – he is, after all they have gone though, her neighbour. Part of her community. It is all a little too glib and easy, but it hits an affective chord.

We also could not quite figure out what it means that this multicultural gang – a stand-in for a multicultural community – defend the block against violent, featureless black male monsters from outer space. A little too much like Zulu (Endfield 1964) or Black Hawk Down (Scott 2001) in its use of this fundamentally racist colonial adventure narrative set-up.

week 23

Recommended critical reading
Banting, Keith, Will Kymlicka, Richard Johnston and Stuart Soroka ‘Do Multiculturalism Policies Erode the Welfare State: An Empirical Analysis’. Multiculturalism and the Welfare State. Ed. Banting and Kymlicka. Oxford: Oxford University Press, 2006. 49–91.
Duff, Kim. Contemporary British Literature and Urban Space: After Thatcher. Basingstoke: 2014. 87-122.
Groes, Sebastian. The Making of London: London in Contemporary Literature. Basingstoke: Palgrave, 2011. 191–251
James, David. “Wounded Realism.” Contemporary Literature 54.1 (2013): 204–14.
Knepper, Wendy. “Revisionary Modernism and Postmillenial Experimentation in Zadie Smith’s NW.” Reading Zadie Smith: The First Decade and Beyond. Ed. Philip Tew. London: Bloomsbury, 2013. 111–126.
Malik, Sarita. “The Dark Side of Hybridity: Contemporary Black and Asian British Cinema.” in Daniela Berghahn and Claudia Sternberg, eds, European Cinema in Motion: Migrant Diasporic Film in Contemporaary Europe. Basingstoke: Palgrave, 2010. 132–151.
Pope, Ged. Reading London’s Suburbs: From Charles Dickens to Zadie Smith. Basingstoke: Palgrave Macmillan, 2015. Especially 161–202.
Tew, Philip. The Contemporary British Novel. 2^nd ed. London: Continuum, 2007.
–. Zadie Smith. Basingstoke: Palgrave Macmillan, 2010.
Wells, Lynn. “The Right to a Secret: Zadie Smith’s NW.” Reading Zadie Smith: The First Decade and Beyond. Ed. Philip Tew. London: Bloomsbury, 2013. 97–110.

Recommended reading
For other contemporary British Afrodiasporic fiction, try Two Fingers and James T. Kirk’s Junglist (1995), Andrea Levy’s Never Far from Nowhere (1996), Courttia Newland’s The Scholar: A West-Side Story (1997), Alex Wheatle’s Brixton Rock (1999), Courttia Newland and Kedija Sesay’s IC3: The Penguin Book of New Black Writing in Britain (2000), Zadie Smith’s White Teeth (2000), Leila Aboulela’s Minaret (2005), Brian Chikwava’s Harare North (2010) or Tendai Huchu’s The Maestro, The Magistrate and the Mathematician (2014).

Recommended viewing
Afrodiasporic British cinema includes Pressure (Ové 1976), Black Joy (Simmons 1977), Dread Beat an’ Blood (Rosso 1979), Babylon (Rosso 1981), Burning An Illusion (Shabazz 1981), The Passion of Remembrance (Blackwood and Julien 1986), Playing Away (Ové 1987), Welcome II the Terrordome (Onwwurah 1995), Dog Eat Dog (Shoaibi 2001), A Way of Life (Asante 2004), Bullet Boy (Dibb 2004), Kidulthood (Huda 2006), Life & Lyrics (Laxton 2006), Rollin’ with the Nines (Gilbey 2006), Adulthood (Clarke 2008), Shame (McQueen 2011) and My Brother the Devil (El Hosaini 2012).

The City in Fiction and Film, week 18

Week 17

This week we turned to African-American cinematic representations of the city, from blaxploitation and the LA Rebellion group up to the New Jack Cinema and Boyz N the Hood (Singleton 1991). We were guided by Paula J Massood’s argument in Black City Cinema: African American Urban Experiences in Film that:

In the 1960s and 1970s, the American terrifying other was a generalized inner-city ghetto; in the 1990s, it became the young black man. (166)

Last week, we ended with Taxi Driver’s vision of an infernal Manhattan populated by a profoundly fallen humanity (Scorsese is nothing if not a Catholic director). It is an overtly stylised world, often seen through the windscreen of the vehicle which lends Travis mobility while separating him from the world outside. Typically, blaxploitation has a rather different sense of the city and explores it through different aesthetic choices. These points came up in our discussion of the opening sequence of Shaft (Parks 1971):

daylight shooting
long shots (and some long takes) using zoom lenses on frequently uncontrolled locations
concealed – or apparently concealed – cameras so as to not draw the attention of passersby unaware that they are being filmed
the city is shabby, run-down, collapsing, but also lively – and there is an everyday rather than demonic quality to the hustling
Shaft (Richard Roundtree) moves through the crowded streets with a confidence that Travis Bickle lacked, untraumatised it seems by his experience of being in the world, mixing freely with others both black and white as if by his sheer presence he can command a world without racism
different kind of soundtrack, and different relationship between soundtrack and image

Manthia Diawara argues that

space is related to power and powerlessness … those who occupy the center of the screen are usually more powerful than those situated in the background or completely absent from the screen. (qtd in Massood 173)

The opening of Shaft also points to this key factor in blaxploitation – for the first time since the threadbare and now mostly lost race movies of the 1920s and 1930s, large numbers of African-Americans (not just Sidney Poitier or Harry Belafonte, etc) got to occupy centre (and sometimes pretty much the entire) screen of a significant number of movies, as well as working in numbers behind the scenes. Richard Roundtree strutting easily through Manhattan to the sound of Isaac Hayes was and remains so utterly cool that we can perhaps still get some sense, 45 years later and an ocean away, of how important that moment must have been (even if we might be even more inclined now to question the gender politics and Shaft’s tendency to extract himself from the African-American community).

According to Thomas Doherty’s Teenagers and Teenpics: The Juvenilization of American Cinema in the 1950s, the ‘exploitation’ in ‘exploitation films’ refers to
1) the way in which a film was advertised and marketed to entice an audience into the theatre
2) the way in which the film endeared itself to its audience – content
3) and finally as a particular kind of film

This kind of “exploitation” became a cohesive production strategy with three elements:
1) controversial/bizarre/timely subject matter amenable to promotion
2) a substandard budget
3) a teenage audience
i.e., triply exploitative – exploiting sensational events for story value, their public notoriety for publicity value, and a teenage audience for box office value

This is also pretty much the sense in which the ‘xploitation’ in ‘blaxploitation’ is intended.

In the early 1970s, African Americans constitute 25-40% of Hollywood’s US audience. Following the success of Cotton Comes to Harlem (Davis 1970), Sweet Sweetback’s Baadasssss Song (Van Peebles 1971) and Shaft (Parks 1971), a low- and medium-budget production cycle helped to restore Hollywood profitability, but was then abandoned with the emergence of blockbuster cinema – Jaws (Spielberg 1975), Star Wars (Lucas 1977), etc – and of different modes of distribution and exhibition, a process aided by the closure and/or grindhousing and/or pornification of downtown cinemas and an increase in suburban cinemas.

Ed Guerrero argues in Framing Blackness: The African American Image in Film that blaxploitation was part of a larger ‘black film boom’ that saw ‘ninety-one productions’ in 1971-73, ‘of which forty-seven can be considered models of the Blaxploitation formula’ (95) – a fomula that .

usually consisted of a pimp, gangster, or their baleful female counterparts, violently acting out a revenge or retribution motif against corrupt whites in the romanticized confines of the ghetto or inner city. These elements were fortified with liberal doses of gratuitous sex and drugs and the representation of whites as the very inscription of evil. And all this was rendered in the alluring visuals and aggrandized sartorial fashions of the black underworld and to the accompaniment of black musical scores that were usually of better quality than the films they energized. (94)

Blaxploitation had African American critics of this sort from the outset. The term was coined by Junius Griffin, the head of the NAACP’s Beverley Hills-Hollywood branch, when he was quoted in The Hollywood Reporter decrying such ‘black exploitation films’ as Super Fly (Parks Jr 1972). Within days, he resigned from his post and co-founded the Coalition against Blaxploitation (CAB), with the support of various of the more conservative civil rights organisations (e.g., CORE, SCLC). In ‘Black movie boom – good or bad?’ (The New York Times 17 December 1972), he argued that

If black movies do not contribute to building constructive, healthy images of black people and to fairly recording the black experience, we shall have lost our money and our souls [and] have contributed to our own cultural genocide by only offering our children the models of degradation, destruction and dope’ (D19)

Griffin was by no means representative of all African Americans. In the same The New York Times piece, Gordon Parks describes the audience’s response to a crowded 4am screening of his Shaft:

Everything was ‘right on!’ A new hero, black as coal, deadlier than Bogart and handsome as Gable, was doing the thing that everyone in that audience wanted to see done for so long. A black man was winning. (D3)

Parks says of the ‘so-called black intellectuals’ demanding an end to blaxploitation that:

it is curious that some black people, egged on by some whites, will use such destructive measures against black endeavors. … The most important thing to me is that young blacks can now … enter an industry that has been closed to them for so long. (D3).

In Isaac Julien’s documentary Baadasssss Cinema (2002), blaxploitation star and occasional director Fred Williamson criticises NAACP and CORE for coining the implicitly derogatory term, asking

Who was being exploited? All the black actors were getting paid. They had a job. They were going to work. The audience wasn’t being exploited. They were getting to see things on their screens they had longed for.

Blaxploitation star Gloria Hendry adds,

the organizations failed to understand that the community was really in need of their own heroes and black movies.

And The Black Panther newspaper devoted the entire 19 June 1971 issue to Huey P. Newton’s review of Sweet Sweetback’s Baadasssss Song, which concludes ‘We need to see it often and learn from it’ (in To Die for the People (San Francisco: City Lights,
2009) 148).

Many blaxploitation films have an original music soundtrack, including Earth, Wind & Fire on Sweetback Sweetback’s Baadasssss Song, Millie Jackson on Cleopatra Jones (Starrett 1973), James Brown on Black Caesar (Cohen 1973) and Edwin Starr on Hell up in Harlem (Cohen 1973). Sound itself is also often used in interesting ways – partly post-classical stylistic innovation, partly symptomatic of the films’ extremely low budgets which relied on shooting without sound and dubbing later. For example, the opening ten minutes of Super Fly (Parks Jr 1972) contains extended sequences of a couple of would-be muggers walking through New York streets, Super Fly driving through the streets, and then chasing one of the muggers through the streets, much of it to Curtis Mayfield’s soundtrack; there are several similar sequences later in the film, including on using split screen arrangements of still images. On one level, an economy-driven necessity, it becomes an aesthetics concerned with occupying the screen (and soundtrack) space, and key to an actualité-ish depiction of black urban life.

Blaxploitation was often immensely profitable across the budgetary scale, especially in terms of box-office to outlay ratios. MGM budgeted $1.2 million each for Cotton Comes to Harlem and Shaft; the former grossed over $8 million domestically, the latter over $10.8 million in its first year of distribution. Low-budget Cinerama Releasing Corporation spent $200,000 on The Mack (Campus 1973), which grossed over $3 million, and AIP spent $500,000 on Coffy (Hill 1973), which grossed $6 million. The independent Sweet Sweetback’s Baadasssss Song cost an estimated $500,000 and took $4.1 million on its initial domestic release, dislodging Love Story (Hiller 1971) from number one at the US box office, and eventually grossed $10-15 million.

The soundtracks were also often successful. The soundtrack albums for Shaft and Cleopatra Jones (Starrett 1973) sold hundreds of thousands of copies. Super Fly, the first entirely black-financed film to be released by a Hollywood Studio, and the first to employ an almost entirely Black and Puerto Rican crew (mostly drawn from Third World Cinema Corporation, a Harlem-based collective co-founded by Ossie Davis in 1971), had an estimated budget of $100,000 but took $6.4 million during its initial run, eventually grossing over $12 million. Controlled and released by his own publishing company and independent record label, Curtis Mayfield’s singles ‘Super Fly’ and ‘Freddie’s Dead’ sold over 1 million copies each; the soundtrack album sold 12 million copies, earning him over $5 million. (See Eithne Quinn, ‘“Tryin’ to get over”: Super Fly, black politics, and post-civil rights film enterprise’. Cinema Journal 49.2 (2010): 86-105.)

Next, we moved from East Coast to West, to take a look at the sequence in Sweet Sweetback’s Baadasssss Song after Sweetback beats the cops to death and goes on the run. Van Peebles’s stylisations are even more overt than those of Scorsese, layering images, saturating them in psychedlic hues, and cutting with the rhythm of the music, which itself often seems to be improvised in conjunction with the images. Los Angeles is a disjointed, ruptured wasteland, more or less devoid of humanity. It is low and close the ground in contrast to New York, and seems to stretch on forever. Others might escape by plane, but all Sweetback can do is run and run and run.

And then we moved from blaxploitation – a category in which Sweetback does not always seems to fit easily, despite its massive importance to the cycle – to the LA Rebellion group. This network of African-American filmmakers, who studied at UCLA from the late-1960s onwards, made films that set out to resist Hollywood – and blaxploitation – norms, embracing the influence of Italian neo-realism and other European art cinema, and of politicised and postcolonial Latin American and African filmmaking. They made experimental and documentary shorts, documentary features and, later, videos, but the easiest of their work to access is their fiction features, including: Charles Burnett’s Killer of Sheep (1978); Larry Clark’s Passing Through (1977); Julie Dash’s Daughters of the Dust (1991); Jamaa Fanaka’s Penitentiary (1979); Haile Gerima’s Bush Mama (1976) and Sankofa (1993); and Billy Woodberry’s Bless Their Little Hearts (1983).

We took a look at an early sequence from Killer of Sheep, in which African-American kids throw stones at each other and play in the wasteland between railroad tracks. While the landscape itself seems familiar from Sweetback, the grainy – but often beautiful – black-and-white photography (another intersection of budget and aesthetics) contrasts with Van Peebles’s restless (and desperate) innovations. It recalls, in different ways, a number of films we have already watched on the module (Bicycle Thieves, The Third Man, Passport to Pimlico, Cléo from 5 to 7, Ratcatcher).

The soundtrack is likewise naturalistic, just voices and sounds of the city, creating a rather different effect than blaxploitation’s commitment to cutting edge soul and funk (and to Bush Mama’s more experimental layering of fragmentary voices on its soundtrack).

The New Jack Cinema ran from roughly 1989-95. Its key filmmakers and films were
Spike Lee: She’s Gotta Have It (1986), School Daze (1988), Do the Right Thing (1989), Mo’ Better Blues (1990), Jungle Fever (1991), Malcolm X (1992), Crooklyn (1994), Clockers (1995), Girl 6 (1996), Get on the Bus (1996), He Got Game (1998), Bamboozled (2000)
Bill Duke: A Rage in Harlem (1991)
Matty Rich: Straight Out of Brooklyn (1991)
John Singleton: Boyz N the Hood (1991), Poetic Justice (1993), Higher Learning (1995), Rosewood (1997)
Mario Van Peebles: New Jack City (1991), Posse (1993), Panther (1995)
Leslie Harris: Just Another Girl on the IRT (1992)
Allen and Albert Hughes: Menace II Society (1993), Dead Presidents (1995), American Pimp (1999)
Ernest Dickerson: Juice (1992), Blind Faith (1998)

As with the more or less simultaneous New Queer Cinema, it had a strong focus on male experience, and made efforts to diversify representation without reiterating stereotypes or insisting on ‘positive’ images. Its primary focus on African American urban experience was influenced by blaxplotiation’s and the LA Rebellion’s use of actual locations, but was also intertwined with the emergence of hip-hop culture over the preceding decade and more. The New Jack Cinema often depicted gang life, violence, misogyny and drug use in negative terms, but frequently also succumbed to the spectacle such things offered. There were also strong elements of melodrama and liberal handwringing, and a championing of education and middle class lifestyle choices. Unlike Beverly Hills Cop (Brest 1984), New Jack movies tend not to take a single black protagonist out of his own community and relocate him in a white community – a strategy also deployed by many post-New Jack movies, such as Training Day (Fuqua 2001) – but instead builds a picture of an ethnically, culturally, linguistically and generationally diverse neighbourhood, with a history

It is important to bear in mind bell hooks’s comments on the historical, political, economic, cultural and social context of gangsta rap:

The sexist, misogynist, patriarchal ways of thinking and behaving that are glorified in gangsta rap are a reflection of the prevailing values in our society, values created and sustained by white supremacist capitalist patriarchy. (Outlaw Culture (London: Routledge, 1994): 116)

Like blaxploitation, the New Jack Cinema was often extremely profitable. She’s Gotta Have It was shot in 12 days for $175,000 and took over $7 million in the US alone. (It is relatively unusual in being woman-centred, but is problematically centred on a woman whose choice to have multiple sexual partners is repeatedly eroticised and spectacularised.) Do the Right Thing cost $6 million, and took $60 million in the US, with two Oscar nominations (best screenplay, supporting actor). Newspapers worried its ambivalent conclusion would lead to riots. Just Another Girl on the IRT was shot in 17 days for $100,000, took $500,000 at US box office (again relatively unusual, not only in that it focuses on female experience, but on teen female experience and was made by a woman). Like Boyz N the Hood, it ends in blood, but not a drive-by or gang-killing. Instead, it culminates in a long scene of protagonist Chantel’s (Ariyan A Johnson) agonising premature childbirth – she is in denial about and has concealed her unwanted pregnancy, and thus is completely unprepared. Boyz N the Hood cost $6 million, and took $60 million in the US alone; 23-year-old John Singleton was nominated for best director and best original screenplay Oscars.

We focused primarily on the kinds of spaces the film depicted and how they were shot. There is none of the excessive stylisation of Scorsese, no attempt to depict South Central as infernal. There is no attempt to depict the area as a crumbling ruin, as in the views of Manhattan in Shaft and Super Fly, or as an urban wasteland, as in Sweet Sweetback’s Baadasssss Song and Killer of Sheep. In fact, the ‘natural’ daytime light and often pastels palette imbues the hood with the sense of a potentially idyllic suburb of evenly spaced houses in a variety of styles, each set in a neat little garden. Unlike Fahrenheit 451 and despite the ubiquity of television, people still sit on their porches, chatting and whiling away the time. This is countered, to some extent, by the high walls around the backyards and fence around some front yards; by the invisible but nonetheless affectively tangible walls around neighbourhoods and the city; by the role of mass unemployment and limited future prospects in all that porch-sitting; by the eruptions of gang violence and police violence; by the junkie mother who cannot look after her children (even if everyone else in the neighbourhood watches out for them); and by the almost constant nocturnal sound of police helicopters patrolling the skies above.

While Sweetback can at least run past LAX (and run), Boyz begins with a stop sign (while a jet climbs into the sky behind it). Such entrapment – such limited mobility in a city built for cars – is central to the film.

(As, rather more problematically, is its focus on the need for fathers to raise sons as real men so as to end ghetto immiseration and violence, since this involves constantly blaming mothers – reiterating a strong current in the period’s far from progressive political discourse. This goes so far as to undermine its own advocacy of such middle class values as education, responsibility and property ownership by finding fault with aspirational black women.)

Week 19

Core critical reading: Massood, Paula J. Black City Cinema: African American Urban Experiences in Film. Philadelphia: Temple University Press, 2003. 145–74.

Recommended critical reading
AlSayyas, Nezar. Cinematic Urbanism: A History of the Modern from Reel to Real. London: Routledge, 2006. See chapter 8, ‘An Alternative Modernity: Race, Ethnicity and the Urban Experience.”
Bausch, Katharine. “Superflies into Superkillers: Black Masculinity in Film from Blaxploitation to New Black Realism.” Journal of Popular Culture 46.2 (2013): 257–76.
Dyson, Michael Eric. “Between Apocalypse and Redemption: John Singleton’s Boyz N the Hood.” Cultural Critique 21 (1991): 121–41.
Farred, Grant. “No Way Out of the Menaced Society: Loyalty within the Boundedness of Race.” Camera Obscura 12.2 (1995): 6–23.
Gormley, Paul. “The Affective City: Urban Black Bodies and Milieu in Menace II Society and Pulp Fiction.” Screening the City. Ed. Mark Shiel and Tony Fitzmaurice. London: Verso, 2003. 180–199.
Guerrero, Ed. Framing Blackness: The African American Image in Film. Philadelphia: Temple University Press, 1993.
Kennedy, Liam. Race and Urban Space in Contemporary American Culture. Edinburgh: Edinburgh University Press, 2000. Chapter 3, “Between Pathology and Redemption.”
Massood, Paula J. “City Space and City Times: Bakhtin’s Chronotope and Recent African-American Film.” Screening the City. Ed. Mark Shiel and Tony Fitzmaurice. London: Verso, 2003. 200–215.
Mennel, Barbara. Cities and Cinema. London: Routledge, 2008. See chapter 7, “Ghettos and Barrios.”
Mukherjee, Roopali. “The Ghetto Fabulous Aesthetic in Contemporary Black Culture: Class and Consumption in the Barbershop Films.” Cultural Studies 20.6 (2006): 599–629.
Tarr, Carrie. Reframing Difference: Beur and Banlieue Filmmaking in France. Manchester: Manchester University Press, 2012.
Watkins, Craig S. Representing: Hip Hop Culture and the Production of Black Cinema. Chicago: Chicago University Press, 1999.

Recommended reading
African-American, Latino/a and Chicano/a ghetto fiction can be traced back at least as far as Paul Laurence Dunbar’s *The Sport of the Gods (1902), Rudolph Fisher’s The Walls of Jericho (1928) and The Conjure-Man Dies (1932) and Richard Wright’s Native Son (1940), and more autobiographical work, such as Claude Brown’s Manchild in the Promised Land (1965), Iceberg Slim’s Pimp: The Story of My Life (1967) and Piri Thomas’s Down These Mean Streets (1967).
It also draws on the pulp crime fiction of Chester Himes (e.g., A Rage in Harlem (1957)) and Donald Goines (e.g., Dopefiend (1971)), on blaxploitation cinema, New Jack cinema and hip-hop culture.
Contemporary examples include Omar Tyree’s Flyy Girl (1993), Sapphire’s Push (1996), Sister Souljah’s The Coldest Winter Ever (1999), Nina Revoyr’s Southland (2003) and Gary Phillips’s The Jook (2010), and such autobiographical works as Luis J Rodriguez’s Always Running: La Vida Loca, Gang Days in L.A. (1993) and Sanyika Shakur’s Monster: The Autobiography of an L.A. Gang Member (1993).

Recommended viewing
Key blaxploitation films include Sweet Sweetback’s Baadasssss Song (Van Peebles 1971), Shaft (Parks 1971) and Superfly (Parks Jr 1972).
The LA Rebellion group’s more neo-realist depiction of black urban life can be seen in Killer of Sheep (Burnett 1978) and Bush Mama (Gerima 1979).
Key New Jack cinema films include Do the Right Thing (Lee 1989), Just Another Girl on the IRT (Harris 1992) and Menace II Society (Hughes brothers 1993).
Depictions of ghetto life have become a significant part of world cinema, including such films as La Haine (Kassovitz 1995), City of God (Meirelles and Lund 2002), Jerusalema: Gangster’s Paradise (Ziman 2008) and Attack the Block (Cornish 2011).

Sweet Sweetback’s Baadasssss Song (Van Peebles 1971) and Baadasssss! aka How To Get the Man’s Foot Outta Your Ass (t’other Van Peebles 2003)

[A version of this review appeared in Film International 27 (2007), 70–3]

In the late 1960s, Melvin Van Peebles, an expatriate novelist and the director of four short films, including The Story of a Three-Day Pass (1968), which depicted the brief romance between an African-American soldier and a white French woman, was hired by Columbia Pictures to direct the comedy Watermelon Man (1970). His debut feature starred Godfrey Cambridge as Jeff Gerber, a white racist who, one morning, wakes up to find he has become black. Driven out of his community, he eventually finds pride in his new identity. In a remarkable final scene, he is shown working out in a basement somewhere with two dozen other black men, practicing martial arts with mop and broom handles. The camera zooms in over these men and into a medium close-up of Gerber as, yelling, he thrusts his mop handle toward the camera, freezeframing for a full ten seconds.[i]

This image of militant radicalism resonates with the final shot of the anti-imperialist film Yawar mallku/Blood of the Condor (1969), about the resistance triggered by the revelation that the Peace Corps were sterilising indigenous Quechua women without their consent (which in reality led to the Peace Corps’ expulsion from Bolivia). Jorge Sanjinés’ film ends with a still of raised hands, holding automatic rifles. Although there is no reason to suggest direct inspiration or imitation, the connection is not a spurious one, as Van Peebles’s subsequent film, Sweet Sweetback’s Baadasssss Song, makes clear. It defied Hollywood conventions of racial representation, narrative structure, the construction of time and space, and the relationship between soundtrack and image. And in its adaptation of nouvelle vague techniques, which it re-radicalised through merging them with Black Power politics and African-American aesthetics, it represents not only a landmark in black American cinema and American independent cinema but also a rare instance of Californian Third Cinema.

In their 1969 manifesto ‘Towards a Third Cinema’, Argentinian filmmakers Fernando Solanas and Octavio Gettino identified three kinds of filmmaking: First Cinema (the commercial cinema of Hollywood and its imitators), Second Cinema (auteurist and art cinema, always limited politically by being a bourgeois cinema dependent on First Cinema distribution) and Third Cinema (neither commercial nor bourgeois, an activist cinema directly involved in political struggle). Mike Wayne’s Political Film: The Dialectics of Third Cinema argues that rather than treat these categories as pigeonholes into which we can place films, they should be understood as conceptual categories whose dialectical interaction can be observed in individual films. Regardless of its political impact – Huey Newton devoted all of the 16 June 1971 issue of The Black Panther to a laudatory review of Sweetback, declaring it ‘the first truly revolutionary black film’, and made it mandatory viewing for members of the Black Panther Party nationwide – it retains significant First Cinema elements: Van Peebles’s desire to make it as entertaining as ‘a motherfucker’, its commitment to a narrative about an individual, and its commercial distribution and exhibition (however much Van Peebles had to fight to get it screened, it made $15 million on its initial release and dislodged Love Story (Hiller 1970) from number one at the US box-office; and it has been commercially available on video and DVD for some years).

Its Second Cinema elements can be articulated around the figure of Van Peebles himself, who has credits as writer, composer, producer, director and editor, as well as star, while its Third Cinema elements can be detected in the goals towards which he flexed his auteurism. Sweetback is precisely, as the opening titles claim, ‘a film of Melvin Van Peebles’. The narrative is a slender armature upon which a unique – and arguably a uniquely African-American aesthetic – is developed. Growing up in a South Central whorehouse, a ten year-old boy is introduced to sex by a prostitute, who cries out in ecstasy that he has a ‘sweet, sweet back’. Strangely passive and nearly as mute as John Sayles’s Brother from Another Planet, the adult Sweetback seems disconnected from the black community in which he makes a living performing in sex shows. Lent by his boss to some white cops who need to bring someone in for questioning to make it look like they are making progress on a case, Sweetback eventually intervenes when they brutally assault the young black radical Mu-Mu, beating them to death with his handcuffs.

‘Where we going?’, Mu-Mu asks him.
‘Where you get this “we” shit?’ he replies.

But as Sweetback goes on the run, he encounters his community for the first time, and as a result later sacrifices his own chance at escape to ensure that Mu-Mu survives because ‘He’s our future’. Fleeing the police and an army helicopter, Sweetback finally escapes the city and heads for the Mexican border. When the hunting dogs unleashed to bring him down fall silent, his pursuers are convinced they have killed him. But the next morning, the dogs are found dead, floating in a river. And out of the Californian hills flash the words:

Generically, Sweetback can be understood as an example of the neo-slave narrative which, beginning with Margaret Walker’s novel Jubilee (1966), reworked the 19^th century tradition of autobiographical writings by escaped slaves so as to explore the ongoing legacy of the West African genocide, the Middle Passage and slavery in the Americas.[ii] It also has (like the final minutes of Watermelon Man) strong affiliations with a group of African-American novels from the 1960s and 1970s by such authors as Chester Himes, Sam Greenlee, Blyden Jackson and John A. Williams which imagine a radical black uprising against white supremacist America.[iii]

Formally, though, it is difficult to think of an American narrative film – even in the midst of the ‘Hollywood Renaissance’ – to compare. Van Peebles shot the film, with a non-union cast and crew, in about 19 days, and then embarked on five and a half months of editing. The film is a compendium of technique: location shooting, actuality footage, handheld cameras, imbalanced framings, zooms, slow motion, expressive shifts in and out of focus, superimpositions, multiple superimpositions, colour synthesisation, split screens, mirrored split screens, multiple split screens, and so on. An uncharitable view might be that such overt stylisations were nothing more than a bravura attempt to expand the slight narrative to feature length and get around problems with shooting sufficient coverage and recording sound on location. But whatever shortcomings the footage might have had, in its editing this low-budget crime drama was transformed into one of the most important films made in America. While the radicalism of, say, The Spook Who Sat By the Door (Dixon 1973) lies almost entirely in its narrative of black revolution, Sweetback simultaneously developed an aesthetic radicalism far in excess of, say, The Battle of Algiers (Pontecorvo 1966), even of Tout va bien (Godard 1972).

According to Edouard Glissant’s Caribbean Discourse, the brutal dislocation of the slave trade was such that Afrodiasporic

historical consciousness could not be deposited gradually and continually like a sediment. (62)

Others have built on this insight to argue that this different experience of historical space-time has led to the development of a diasporic black aesthetic, manifested in contemporary music, for example, in terms of scratching, dubbing, breaking, mixing and remixing. Throughout Sweetback, Van Peebles improvises a similar aesthetic, returning materiality to the film, rendering it sensible through a complex play of prolepsis and repetition, folding and layering, which shatters the white reality constructed through Hollywood’s technical and narrative conventions. (One particularly moving instance has the camera and the soundtrack return again and again to a poor African American woman, surrounded by the children she looks after for the county, repeating with slight variations the lines ‘I might have had a Leroy once, but I don’t rightly remember’ and ‘When they get older and bad, they take them away from me.’)

But rather than an aleatory jumble of fragments, the film coheres through its soundtrack, which includes music by Earth, Wind and Fire. The blaxploitation films which flourished, briefly, in the wake of Sweetback’s success, resulted in impressive soundtracks by James Brown, Isaac Hayes, Millie Jackson, Curtis Mayfield and Edwin Starr, and footage shot on location without synchronised sound was often edited into a montage sequence to accompany a particular track, as with Mayfield’s ‘Super Fly’. Van Peebles went much further – the only comparably imaginative soundtrack of the period is that of the rather different The Texas Chain Saw Massacre (Hooper 1974) – and produced a layered, ruptured, sometimes deeply discordant blend of diegetic sounds, diegetic and extra-diegetic voices, and music. Throughout the film one can sense the dialectical tensions and unities of sound and vision.

In his 1969 manifesto ‘For an Imperfect Cinema’, Cuban filmmaker Julio García Espinosa argued that rather than aspiring to the kind of ‘perfect’ cinema exemplified by Hollywood’s hermetic Teflon spectacles, Third World countries should aim to develop an imperfect cinema, a genuinely popular art created by the masses to aid them in their daily and revolutionary struggles. Sweetback tends towards this kind of imperfection. If financial restrictions mean that Van Peebles’s techniques are raw, that rawness itself is a direct manifestation of and testimony to the marginalisation of African Americans in mainstream America and to the radicalism of the project. As, perhaps, is the extent to which the making of the film became such a one-man show – the opening titles might declare that it is a film ‘starring the black community’, but ‘and Brer Soul’ gets its own, separate title afterwards. Faced with such effective exclusion from filmmaking as a way to express African-American experience(s), and with the US state’s violent and often illegal suppression of such radical black groups as the Panthers in full swing, perhaps there simply was not available the possibility for the kind of collectivism often seen as crucial to Third Cinema. Perhaps, also, there were political and personal factors.

Mario Van Peebles’s Baadasssss! – a sometimes humorous, sometimes sentimental, sometimes inspiring (in a TV movie kind of way) adaptation of his father’s book about the making of Sweetback – indicates the latter while also, incidentally, revealing something of the former. There can be no denying the sexism and homophobia evident in Sweetback (or, indeed, Baadasssss!) and these problems were not uncommon in Civil Rights and Black Power movements.[iv] Baadassssss! is sufficiently certain of the importance of Sweetback to not need to paint its creator as a saint.

In easily the best performance of his career, Mario plays Melvin as an egotist tormented by insecurity, a bully whose manipulations and threats could also inspire, a radical who might also just be a hustler talking radical, a genius who might also just be simulating genius through a deep-rooted fear of being seen to fail. But he is always meant to be admired, or at the very least excused. The Oedipal conventions of the narrative – Melvin justifies putting thirteen year-old Mario in a sex scene by telling how his father sent him out every day from the age of nine to do demeaning work which might see him beaten up and robbed – further accentuate this, even as they make the phallus as central to the making of Sweetback as Sweetback’s own phallic mastery is to the original film.

As the casting of Lawrence Cook, Pam Grier, Isaac Hayes, Robert Hooks and Melvin in Posse (1993) suggests, Mario Van Peebles has always seemed keen to place himself in a lineage of black American actors which reaches back through his father’s generation at least as far as Woody Strode, while also aligning himself with the New Jack Cinema of the 1990s (as attested by his casting of John Singleton as a DJ in Baadasssss!). In Baadasssss!, he captures very well the look of the early 1970s, but sadly very little of the politics or spirit (one is constantly reminded of how its executive producer Michael Mann stripped everything of real political significance from Ali (2001), his own biopic of Muhammad Ali). Mario Van Peebles has made a very competent film in admittedly difficult circumstances, and even made some interesting stylistic choices, but is not really any kind of meaningful successor to ‘the first truly revolutionary black film’. It is First Cinema, longing to be Second Cinema.

At the end of Isaac Julien’s Baadasssss Cinema (2002), Fred Williamson is asked about the ‘black Hollywood’ whose success is signalled in the Oscar wins of Cuba Gooding, Jr., Denzel Washington and Halle Berry. Chewing on his cigar, he laughs as he says,

Black Hollywood? Yeah, right. … it don’t exist, man, no, no.

The point of Sweetback was that it was not about integrating into the white Hollywood machine; the sadness which haunts Baadasssss! is that the trail that it blazed in the early 1970s has led many right into that trap.

Notes

[i]
Columbia supposedly had a ‘happy’ ending in mind, in which Gerber regains his whiteness, but Van Peebles reputedly shot this different ending without telling the studio.

[ii]
Other examples include Gayl Jones’s Corregidora (1975), Alex Haley’s Roots: The Saga of An American Family (1976), Ishmael Reed’s Flight to Canada (1976), Samuel Delany’s Star in My Pocket Like Grains of Sand (1984), Toni Morrison’s Beloved (1987) and arguably every novel by the late Octavia Butler.

[iii]
On this cycle of novels, see Kalil Tal’s ‘“That Just Kills Me”: Black Militant Near-Future Fiction” (Social Text 71) and my ‘Come Alive By Saying No: An Introduction to Black Power Sf’ (Science Fiction Studies 102). In 1973, Greenlee’s novel, The Spook Who Sat By The Door (1969) was adapted as an independent film of the same name. Long rumoured to have been suppressed by the FBI, it has recently become available on DVD. Lacking Sweetback’s formal experimentation, it is nonetheless still a potent Black Power document.

[iv]
See Steve Estes I Am a Man! Race, Manhood, and the Civil Rights Movement for an acute analysis of why the fight for African American equality was so often articulated around remasculinising the emasculated black man. These problems were also common in the New Left and other radical movements of the period, as well, of course, as in mainstream and conservative politics.